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Governance and Compliance

Regulations and Control in Corporate Governance

This course connects the regulatory obligations imposed on an organisation to the internal control system that discharges them. Delegates map the applicable regulatory landscape, translate obligations into control requirements, design and document controls proportionate to the risk, and establish testing and monitoring that shows whether the controls actually operate. Attention is given to the recurring problem of control documentation that describes an activity nobody performs, and to reporting a control failure upward before an external party finds it.

Course objectives

  • Map the regulatory obligations that apply to an organisation
  • Translate an obligation into a specific control requirement
  • Design controls proportionate to the risk being managed
  • Document controls so the description matches what is actually done
  • Establish testing and monitoring of control operation
  • Report a control failure internally before it is found externally
  • Maintain the control set as regulation changes

Who should attend

  • Compliance officers and regulatory affairs staff
  • Internal control and risk professionals
  • Internal auditors
  • Finance and operations managers
  • Governance professionals

Course outline

  1. 01Mapping the regulatory landscape that applies
  2. 02From obligation to control requirement
  3. 03Control design and proportionality
  4. 04Documenting controls so the description is true
  5. 05Testing and monitoring control operation
  6. 06Deficiency identification and remediation
  7. 07Escalating a control failure internally
  8. 08Maintaining controls as regulation changes

Scheduled sessions

Scheduled sessions for Regulations and Control in Corporate Governance
DatesVenueFormatPriceRegister
11 to 15 October 2026Lagos, NigeriaClassroomR11,995 per delegateRegister Now
28 October to 1 November 2026Kigali, RwandaClassroomR11,995 per delegateRegister Now
5 to 9 November 2026Kigali, RwandaClassroomR11,995 per delegateRegister Now
16 to 20 November 2026Online, OnlineOnlineR7,500 per delegateRegister Now
22 to 26 November 2026Online, OnlineOnlineR7,500 per delegateRegister Now

Regulations and Control in Corporate Governance

From R7,500

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